By Adam Turteltaub adam.turteltaub@corporatecompliance.org Dan Roach is Chief Compliance Officer for Optum360 and one of the co-founders of the Society of Corporate Compliance and Ethics. He has directed the development and implementation of … [Read more...]
Michael Levin on When Compliance is a Part of Risk Management [Podcast]
By Adam Turteltaub adam.turteltaub@corporatecompliance.org These days compliance typically stands alone and reports directly to the board. But that’s not true for every organization. At Freddie Mac, compliance is a part of Enterprise Risk … [Read more...]
Odell Guyton on Delivering Bad News to Management [Podcast]
By Adam Turteltaub adam.turteltaub@corporatecompliance.org Delivering bad news is never easy, especially when that news is an allegation of serious wrongdoing. Fortunately for the rest of us, Odell Guyton, Managing Director at Klink & Co. and … [Read more...]
Art Weiss on Compliance in Privately-Held Companies [Podcast]
By Adam Turteltaub adam.turteltaub@corporatecompliance.org If you work in a large, global company these days, odds are very good that there is an extensive ethics and compliance programs. Yet, many wonder why would a domestic company that’s small … [Read more...]
Jeff Kaplan on Conflicts of Interest [Podcast]
By Adam Turteltaub adam.turteltaub@corporatecompliance.org Conflicts of interests make up a large part of any compliance job, and few spend more time pondering them than Jeff Kaplan, a partner in the law firm of Kaplan & Walker and the editor … [Read more...]
Sabine Fercher on ISO 19600 for Compliance Programs [Podcast]
By Adam Turteltaub adam.turteltaub@corporatecompliance.org While at the 2018 SCCE Basic Compliance and Ethics Academy in Singapore I had the good fortune to meet Sabine Fercher, the Group Head of Compliance for Avaloq, a provider of IT solutions … [Read more...]
Gabe Imperato on The Board’s Compliance Oversight Responsibilities [Podcast]
By Adam Turteltaub adam.turteltaub@corporatecompliance.org The relationship between the board of directors and the compliance team is both an important and still-developing one. Approximately half of compliance departments report directly to the … [Read more...]
Louis Perold on Compliance Infrastructure [Podcast]
By Adam Turteltaub adam.turteltaub@corporatecompliance.org Louis Perold of Jabil is a member of the faculty for the SCCE International Basic Compliance and Ethics Academies. One of the topics he addresses there is compliance infrastructure. It’s … [Read more...]
Sally March on Organizational Ethics [Podcast]
By Adam Turteltaub adam.turteltaub@corporatecompliance.org Not getting indicted is a very low bar to set and one that few, if any organizations, aspire to. The vast majority want a company that operates lawfully and with an ethical culture. But … [Read more...]
Charlotte D. Young on Compliance at a Nonprofit [Podcast]
By Adam Turteltaub adam.turteltaub@corporatecompliance.org These days it is increasingly difficult for any organization to operate without a compliance program. That’s true of non-profit institutions. No matter how lofty your organization’s … [Read more...]