Bailey Naples, CCEP
Manager of Compliance and Internal Audit
This is a three series of blogs that covers Compliance’s role in annual reviews of policies and procedures, employee appraisals, and conflict of interest forms. The first in the series discusses annual reviews of policies and procedures.
In this fast-paced ever-changing regulation world how is a Compliance and Ethics professional supposed to keep up? While there are large companies who have the resources to dedicate compliance teams to specific areas of regulations, I suspect more are where the Compliance Department is a one-stop-shop for almost all regulatory compliance. This, of course, can be a daunting if not impossible task of staying up to date on not only new regulations but changes to previously established policies. We must remember to review even our most basic policies and procedures at least annually. [Read more…]